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General Securities Representative Exam
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131	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]October 2, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-03 09:02:04 Financial system Financial Industry Regulatory Authority Securities Exchange Act General Securities Representative Exam Registered representative U.S. Securities and Exchange Commission Self-regulatory organization Chicago Stock Exchange United States securities law Economy of the United States Financial regulation
132	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]August 20, 2013 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-21 12:59:22 United States Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission General Securities Representative Exam NASDAQ Self-regulatory organization Registered representative Series 14 United States securities law Economy of the United States Financial regulation
133	R164. Commerce, Securities. Add to Reading List Source URL: www.rules.utah.gov Language: English - Date: 2014-07-15 14:36:33 Business Financial adviser Investment Advisor General Securities Representative Exam U.S. Securities and Exchange Commission Securities Act Security Hedge fund Broker-dealer Financial economics United States securities law Finance
134	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]August 12, 2013 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-13 04:44:58 Economy of the United States Financial regulation Financial Industry Regulatory Authority Securities Exchange Act United States U.S. Securities and Exchange Commission General Securities Representative Exam Securities regulation in the United States Chicago Stock Exchange United States securities law Self-regulatory organizations Professional certification in finance
135	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]August 12, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-13 04:46:25 Economy of the United States Financial regulation Financial Industry Regulatory Authority Securities Exchange Act United States U.S. Securities and Exchange Commission General Securities Representative Exam Securities regulation in the United States Chicago Stock Exchange United States securities law Self-regulatory organizations Professional certification in finance
136	Senior Brigade Handouts Updated May 2013.pub Add to Reading List Source URL: www.michigan.gov Language: English - Date: 2013-06-20 15:20:16 United States securities law Collective investment schemes Financial services Financial adviser U.S. Securities and Exchange Commission Mutual fund Financial Industry Regulatory Authority Registered Investment Advisor General Securities Representative Exam Financial economics Investment Finance
137	Flnra Thomas M. Selman Financial Industry Regulatory Authority Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-23 14:37:44 Finance Professional certification in finance Self-regulatory organizations Financial regulation Financial Industry Regulatory Authority Financial adviser Registered Investment Advisor General Securities Representative Exam U.S. Securities and Exchange Commission United States securities law Financial economics Business
138	FINRA_SeniorBrochure_FLA_Cover Add to Reading List Source URL: www.azinvestor.gov Language: English - Date: 2012-05-09 19:16:01 Business Investment Securities Financial Industry Regulatory Authority Financial adviser U.S. Securities and Exchange Commission Securities fraud Registered Investment Advisor General Securities Representative Exam United States securities law Financial economics Finance
139	Form U10 Instructions For Completion and Submission by Check or Money Order We now offer on line submissions of the Form U10. This new option provides a more convenient credit card paym Add to Reading List Source URL: www.tn.gov Language: English - Date: 2013-02-13 10:38:02 Financial regulation Business Financial system Finance Self-regulatory organization General Securities Representative Exam Uniform Combined State Law Exam Uniform Securities Agent State Law Exam Financial adviser United States securities law Professional certification in finance Financial economics
140	{. -STATE OF MISSOURI OFFICE OF SECRETARY OF STATE ORDER WAIVING EXAMINATION REQUIREMENTS Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2013-04-17 15:15:55 Finance Financial services Financial adviser Financial planner Uniform Investment Adviser Law Exam Uniform Combined State Law Exam Uniform Securities Act Accountant General Securities Representative Exam United States securities law Professional certification in finance Business

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